FINANCE

Pump-and-Dump Schemer Target of Securities Commission Hearing

A former Whistler man who ran a crude pump-and-dump scheme is facing sanctions after a BC Securities Commission (BCSC) panel found he had contravened...

Businessman in $4.8M ‘Pump-and-Dump’ Stock Case Has Links to Newfoundland Natural Foods Firm

Investigators called it a "pump-and-dump scheme" that saw 4.8 million shares in a shell company sold for nearly $4.8 million US during a four-month...

2 Mortgage Investment Corporations Facing Fraud Allegations in B.C.

The B.C. Securities Commission (BCSC) is accusing three B.C. men and two mortgage investment corporations of bilking 40 people of approximately $1.1 million dollars...

Surrey Man Arrested for Securities Fraud

A Surrey man who B.C. Securities Commission investigators say used $500,000 of a client’s money to pay off debts has been arrested by Vancouver...

IIROC Finalizes Rule Relating to Personal Financial Dealings

The Investment Industry Regulatory Organization of Canada (IIROC) today announced that employees of IIROC-regulated firms will not be able to act as a power...