BCSC hits fraudsters with lifetime bans, $15-million fines
Michael Patrick Lathigee and Earle Douglas Pasquill perpetrated frauds, according to the BCSC - The British Columbia Securities Commission (BCSC) has levied $15-million fines and...
ASC reciprocates bans against Rudolf Walter Brenner
The Alberta Securities Commission (ASC) has reciprocated certain bans the British Columbia Securities Commission (BCSC) imposed on Rudolf Walter Brenner.
An ASC panel ordered that,...
Alberta court upholds constitutionality of ASC’s power to compel testimony & document production
The Alberta Court of Queen's Bench recently released a decision that may be of interest to any Canadian issuer that issues securities into the...
BCSC takes investor payback process in house
Investors who lose money in securities trading fraud cases can for the first time lay claim to at least a portion of funds seized...
$30 million fine: Two men banned from markets for B.C. investor fraud
The B.C. Securities Commission has permanently banned two men from the province's capital markets over what it says was one of the largest cases...
