A staff notice published by the Canadian Securities Administrators (CSA) on Sept. 24 reminds portfolio managers (PM) who are operating as robo-advisors that they...
In mid-December, the CSA publicized its concerns over dealers sending retail order flow to the U.S.
“ number of Canadian investment dealers have entered into,...
The investor protection rules that apply in corporate takeover bids may soon undergo major changes in Canada. Provincial and territorial securities regulators have proposed...