Tag: CSA
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New leadership at Canadian Securities Administrators
The head of Quebec’s provincial regulator will be taking over the lead at the Canadian Securities Administrators, an association of provincial and territorial securities...
Canadian Securities Regulators Articulate Concerns on Routing Retail Equity Orders to U.S. Dealers
Members of the Canadian Securities Administrators (CSA) today set out their concerns with respect to the practice of routing retail equity orders to U.S....
Cease Trade Orders – What are they?
What is a cease trade order?
Cease trade order (CTO) is a decision issued by a provincial or territorial securities regulatory authority or similar regulatory body...
Exempt market players failing to follow the rules, B.C. Securities Commission says
Capital continues to move at such a high speed from stringently regulated public markets to the lightly monitored private arena that regulators are scrambling...
Securities regulators move to keep people from ‘investing more than they can afford’
As part of a broader reform of the lightly regulated exempt segment of Canada’s capital markets, securities regulators moved Thursday to revise the use...
