Tag: MFDA
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The executor “minefield”
Financial advisor Mark Faiz Sakkejha received a painful reminder in 2012 that a financial advisor cannot act as executor of a client's estate.
Faiz Sakkejha...
MFDA ANNUAL ENFORCEMENT REPORT (2014)
Whistleblowers - MFDA established its Whistleblower Program in February 2014 to receive information from individuals who have knowledge or evidence of potential unethical or...
Why Canada’s whistleblower hotlines are staying silent
It doesn’t pay to be a whistleblower in Canada’s corporate world. Not only are there absolutely no financial incentives in place to reward people...
Mutual funds are as Canadian as hockey, doughnuts and snow. The big question is why
The mutual fund is one of the more democratic inventions of the modern-era investment world: the pooling together of thousands of investors’ capital and...
