Financial advisor Mark Faiz Sakkejha received a painful reminder in 2012 that a financial advisor cannot act as executor of a client's estate. Faiz Sakkejha...

MFDA ANNUAL ENFORCEMENT REPORT (2014)

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Curate RegWatch - May 9, 2015

Whistleblowers - MFDA established its Whistleblower Program in February 2014 to receive information from individuals who have knowledge or evidence of potential unethical or...

MFDA 2014 ANNUAL REPORT

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Curate RegWatch - June 30, 2014

Read full report here. MFDA - June 30, 2014.

Why Canada’s whistleblower hotlines are staying silent

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Curate RegWatch - May 24, 2014

It doesn’t pay to be a whistleblower in Canada’s corporate world. Not only are there absolutely no financial incentives in place to reward people...

Mutual funds are as Canadian as hockey, doughnuts and snow. The big question is why

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Curate RegWatch - February 6, 2014

The mutual fund is one of the more democratic inventions of the modern-era investment world: the pooling together of thousands of investors’ capital and...

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