Tag: OSC

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00:22:47

Useful Idiots | Misguided Assumptions Leave Vapers Ignored | RegWatch

15 hours ago

Reporting from the Global Forum on Nicotine 2023 in...

00:58:44

Grave Silence | Pressuring FDA to Ignore ‘Relative Risk’ | RegWatch

3 days ago

For nearly a decade, the U.S. Food and Drug...

00:29:45

Square Peg | Ontario Auto Insurers Push Cookie-Cutter Healthcare | RegWatch

September 13, 2023

It's a nightmare for auto accident victims whose injuries...

00:27:17

Bad To Worse | Australia Careens Towards Prohibition | RegWatch

August 10, 2023

As the decline in adult smoking rates stalls, public...

OSC to focus on investor protection and advisor compensation

FINANCE

Curate RegWatch - April 4, 2016

The Ontario Securities Commission (OSC) has revealed where it plans to focus its efforts during the next twelve months, and investor protection and advisor...

Former RBC and Scotia adviser lands in regulatory crosshairs for third time

FINANCE

Curate RegWatch - April 4, 2016

A former adviser at RBC Dominion Securities Inc. and Scotia Capital Inc. is alleged to have “impersonated his clients” at a firm he started...

00:07:43

Spoofing | Regulators Clamp Down on Deceptive Trading

FINANCE

Brent Stafford - February 5, 2016

Spoofing, it may sound harmless and frivolous, but it’s no joke. Canadian financial regulators are clamping down on the deceptive trading practice, which has...

Maureen Jensen to head the OSC

FINANCE

Curate RegWatch - February 3, 2016

The government of Ontario has nominated Maureen Jensen to be the new chairwoman and CEO of the Ontario Securities Commission (OSC). Last week, Ontario nominated...

OSC reaches deal in alleged ‘spoofing’ case

FINANCE

Curate RegWatch - January 18, 2016

Staff of the Ontario Securities Commission have reached a settlement agreement with the owner of day-trading company in the first case of alleged “spoofing”...

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Useful Idiots | Misguided Assumptions Leave Vapers Ignored | RegWatch

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