IIROC extends unwinding of existing trustee, executorship and POA arrangements

Date:

The Investment Industry Regulatory Organization of Canada (IIROC) has pushed back the deadline for unwinding certain trustee, executor, and power of attorney arrangements under rules designed to limit personal financial dealings with clients. IIROC issued a notice Wednesday indicating that it is extending the deadline for…

Investment Exec Final Logo

 

 

 

Read full article here.

James Langton – Investment Executive – April 29, 2015.

Want More Investigative Content?

Curate RegWatch
Curate RegWatchhttps://regulatorwatch.com
In addition to our original coverage, RegWatch curates top stories on issues and impacts arising from the regulation of economic, social and environmental activity in Canada and the U.S.

LEAVE A REPLY

Please enter your comment!
Please enter your name here

MORE VAPING