Tag: IIROC

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00:19:01

Out of Sync | Sweanor Calls For “Rethink” On Vaping at Health Canada | RegWatch

What’s driving Health Canada’s war on vaping? Does the...
00:11:40

Don’t Do Stupid | Message to FDA from Tobacco Expert | RegWatch

Tobacco control expert David Sweanor says he remains “hopeful”...

E-cigarettes and vaping: what we know so far

Around the world and in Australia, parents and teachers...

E-cigarettes are not part of the solution to a tobacco free Ireland

Professor Des Cox says it’s tempting to see e-cigarettes...

Ontario Receives Praise for Plans to Strengthen Consumer Protection

The Ontario government has received praise from the Investment Industry Regulatory Organization of Canada (IIROC), CARP and Prosper Canada, for proposing legislative amendments aimed...

Tool for Financial Service Regulators to Collect Fines from Advisers Limited

New legislation in Ontario is expected to improve financial service regulators' ability to collect fines levied against unscrupulous advisers, but an investor advocacy group...

Ontario Targets Unethical Financial Advisers with New Industry Measures

The Ontario government announced measures on Friday aimed at protecting investors from unethical advisers and enhancing oversight of the financial-services industry. Legislation will be proposed...

Enforcement Notice – IIROC Fines and Suspends Former CEO of Jacob Securities Inc. for Supervisory

On March 6, 2017, a Hearing Panel of the Investment Industry Regulatory Organization of Canada (IIROC) accepted a Settlement Agreement, with sanctions, between IIROC...

Investment Dealers Adopting More Stringent Hiring Practices

There's evidence to suggest investment dealers are stepping up their hiring practices, according to a new report from the Investment Industry Regulatory Organization of...

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00:11:40

Don’t Do Stupid | Message to FDA from Tobacco Expert | RegWatch

Tobacco control expert David Sweanor says he remains “hopeful”...

E-cigarettes and vaping: what we know so far

Around the world and in Australia, parents and teachers...

E-cigarettes are not part of the solution to a tobacco free Ireland

Professor Des Cox says it’s tempting to see e-cigarettes...

Philippines Vape Bill is Finally Signed Into Law

On Monday July 25th, the much disputed Vape Bill...
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