Tag: IIROC

Browse our exclusive articles!

00:26:12

Harmful & Dangerous | YouTube Forces Label on Vape Content Creators | RegWatch

Content creators on YouTube are being forced into a...

Comments Now Open Again on Our Website!

Hi folks, after a short lockdown of our website,...
00:39:18

High Certainty | Nicotine Vapes More Effective to Help Smokers Quit | RegWatch

Are e-cigarettes effective in helping smokers to quit? It’s...
00:37:15

Unhinged | Public Health’s Manufactured Crisis Over Vaping | RegWatch

Public health’s insufferable war on vaping continues its path...

Ontario Receives Praise for Plans to Strengthen Consumer Protection

The Ontario government has received praise from the Investment Industry Regulatory Organization of Canada (IIROC), CARP and Prosper Canada, for proposing legislative amendments aimed...

Tool for Financial Service Regulators to Collect Fines from Advisers Limited

New legislation in Ontario is expected to improve financial service regulators' ability to collect fines levied against unscrupulous advisers, but an investor advocacy group...

Ontario Targets Unethical Financial Advisers with New Industry Measures

The Ontario government announced measures on Friday aimed at protecting investors from unethical advisers and enhancing oversight of the financial-services industry. Legislation will be proposed...

Enforcement Notice – IIROC Fines and Suspends Former CEO of Jacob Securities Inc. for Supervisory

On March 6, 2017, a Hearing Panel of the Investment Industry Regulatory Organization of Canada (IIROC) accepted a Settlement Agreement, with sanctions, between IIROC...

Investment Dealers Adopting More Stringent Hiring Practices

There's evidence to suggest investment dealers are stepping up their hiring practices, according to a new report from the Investment Industry Regulatory Organization of...

Popular

Comments Now Open Again on Our Website!

Hi folks, after a short lockdown of our website,...
00:39:18

High Certainty | Nicotine Vapes More Effective to Help Smokers Quit | RegWatch

Are e-cigarettes effective in helping smokers to quit? It’s...
00:37:15

Unhinged | Public Health’s Manufactured Crisis Over Vaping | RegWatch

Public health’s insufferable war on vaping continues its path...
00:11:37

No Mystery | Canada’s Excise Tax on Vaping Means More Smoking | RegWatch

According to tobacco control policy expert Clive Bates, Canada’s...
[tds_leads title_text=”Subscribe” input_placeholder=”Email address” btn_horiz_align=”content-horiz-center” pp_checkbox=”yes” pp_msg=”SSd2ZSUyMHJlYWQlMjBhbmQlMjBhY2NlcHQlMjB0aGUlMjAlM0NhJTIwaHJlZiUzRCUyMiUyMyUyMiUzRVByaXZhY3klMjBQb2xpY3klM0MlMkZhJTNFLg==” f_title_font_family=”653″ f_title_font_size=”eyJhbGwiOiIyNCIsInBvcnRyYWl0IjoiMjAiLCJsYW5kc2NhcGUiOiIyMiJ9″ f_title_font_line_height=”1″ f_title_font_weight=”700″ f_title_font_spacing=”-1″ msg_composer=”success” display=”column” gap=”10″ input_padd=”eyJhbGwiOiIxNXB4IDEwcHgiLCJsYW5kc2NhcGUiOiIxMnB4IDhweCIsInBvcnRyYWl0IjoiMTBweCA2cHgifQ==” input_border=”1″ btn_text=”I want in” btn_tdicon=”tdc-font-tdmp tdc-font-tdmp-arrow-right” btn_icon_size=”eyJhbGwiOiIxOSIsImxhbmRzY2FwZSI6IjE3IiwicG9ydHJhaXQiOiIxNSJ9″ btn_icon_space=”eyJhbGwiOiI1IiwicG9ydHJhaXQiOiIzIn0=” btn_radius=”3″ input_radius=”3″ f_msg_font_family=”653″ f_msg_font_size=”eyJhbGwiOiIxMyIsInBvcnRyYWl0IjoiMTIifQ==” f_msg_font_weight=”600″ f_msg_font_line_height=”1.4″ f_input_font_family=”653″ f_input_font_size=”eyJhbGwiOiIxNCIsImxhbmRzY2FwZSI6IjEzIiwicG9ydHJhaXQiOiIxMiJ9″ f_input_font_line_height=”1.2″ f_btn_font_family=”653″ f_input_font_weight=”500″ f_btn_font_size=”eyJhbGwiOiIxMyIsImxhbmRzY2FwZSI6IjEyIiwicG9ydHJhaXQiOiIxMSJ9″ f_btn_font_line_height=”1.2″ f_btn_font_weight=”700″ f_pp_font_family=”653″ f_pp_font_size=”eyJhbGwiOiIxMyIsImxhbmRzY2FwZSI6IjEyIiwicG9ydHJhaXQiOiIxMSJ9″ f_pp_font_line_height=”1.2″ pp_check_color=”#000000″ pp_check_color_a=”#ec3535″ pp_check_color_a_h=”#c11f1f” f_btn_font_transform=”uppercase” tdc_css=”eyJhbGwiOnsibWFyZ2luLWJvdHRvbSI6IjQwIiwiZGlzcGxheSI6IiJ9LCJsYW5kc2NhcGUiOnsibWFyZ2luLWJvdHRvbSI6IjM1IiwiZGlzcGxheSI6IiJ9LCJsYW5kc2NhcGVfbWF4X3dpZHRoIjoxMTQwLCJsYW5kc2NhcGVfbWluX3dpZHRoIjoxMDE5LCJwb3J0cmFpdCI6eyJtYXJnaW4tYm90dG9tIjoiMzAiLCJkaXNwbGF5IjoiIn0sInBvcnRyYWl0X21heF93aWR0aCI6MTAxOCwicG9ydHJhaXRfbWluX3dpZHRoIjo3Njh9″ msg_succ_radius=”2″ btn_bg=”#ec3535″ btn_bg_h=”#c11f1f” title_space=”eyJwb3J0cmFpdCI6IjEyIiwibGFuZHNjYXBlIjoiMTQiLCJhbGwiOiIxOCJ9″ msg_space=”eyJsYW5kc2NhcGUiOiIwIDAgMTJweCJ9″ btn_padd=”eyJsYW5kc2NhcGUiOiIxMiIsInBvcnRyYWl0IjoiMTBweCJ9″ msg_padd=”eyJwb3J0cmFpdCI6IjZweCAxMHB4In0=”]
spot_imgspot_img