Investment Dealers Adopting More Stringent Hiring Practices

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There’s evidence to suggest investment dealers are stepping up their hiring practices, according to a new report from the Investment Industry Regulatory Organization of Canada (IIROC) on exemption activity

The report details the exemption requests that IIROC has handled over the past year, including applications for exemptions from trading rules, certain dealer rules and from proficiency requirements.

Read full article here.

James Langton – Investment Executive – March 10, 2017.

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