IIROC Seeks Comments on Latest Edition of Rulebook


The Investment Industry Regulatory Organization of Canada (IIROC) has published the latest edition of its proposed plain language rulebook for a second round of comments.

IIROC began a project to rewrite its dealer rules in plain language, while also reorganizing and rationalizing the rules, in 2008.

Read full article here.

James Langton – Investment Executive – March 9, 2017.

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