Tag: IIROC

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00:36:13

Unworkable | FDA Signals PMTA Overhaul, But Will It Deliver? | RegWatch

FDA says it wants a more predictable PMTA process....
00:16:04

Bleed Us Dry | Vape Veteran on Big Tobacco’s Campaign to Crush Vaping | RegWatch

Devin Gusich helps U.S. vape businesses navigate a regulatory...
00:12:45

No Clear Rules | Mi-Pod’s Finance Chief on Uncertainty Facing U.S. Vaping | RegWatch

Rebecca Basinski offers an inside look at what it...
00:34:21

Risk Reversal | Why Americans Now Fear Vaping More Than Smoking | RegWatch

While FDA and its Center for Tobacco Products are...

IIROC Seeks Comments on Latest Edition of Rulebook

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The Investment Industry Regulatory Organization of Canada (IIROC) has published the latest edition of its proposed plain language rulebook for a second round of...

Scotia Capital Agrees to $175,000 Settlement with IIROC

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An Investment Industry Regulatory Organization of Canada (IIROC) hearing panel has accepted a settlement with Scotia Capital Inc. that will see the firm pay...

IIROC Issues Guidance for Supervising Work-from-Home Arrangements

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The Investment Industry Regulatory Organization of Canada (IIROC) has issued new guidance for firms on supervising employees who work from home as the investment...

IIROC releases 2015 enforcement report

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The Investment Industry Regulatory Organization of Canada today published its annual enforcement report outlining the actions it has taken to prosecute and sanction investment...

Canadian securities regulators outline next steps in the implementation of enhancements for regulation of the fixed income market

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Today the Canadian Securities Administrators (CSA) published CSA Staff Notice 21-317 Next Steps in Implementation of a Plan to Enhance Regulation of the Fixed...
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00:16:04

Bleed Us Dry | Vape Veteran on Big Tobacco’s Campaign to Crush Vaping | RegWatch

VAPING
Devin Gusich helps U.S. vape businesses navigate a regulatory...
00:12:45

No Clear Rules | Mi-Pod’s Finance Chief on Uncertainty Facing U.S. Vaping | RegWatch

VAPING
Rebecca Basinski offers an inside look at what it...
00:34:21

Risk Reversal | Why Americans Now Fear Vaping More Than Smoking | RegWatch

VAPING
While FDA and its Center for Tobacco Products are...
00:23:56

Rule Reset | FDA Signals Major Overhaul of PMTA Process | RegWatch

VAPING
The U.S. vaping industry is on the cusp of...
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