Tag: IIROC

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00:16:18

Public Health Blunder | Canada’s Vape Excise Tax Could Lead to More Smoking | RegWatch

Canada’s new excise tax on nicotine vaping products is...
00:59:49

HARD TO SWALLOW | E-Cig Policy Compromises That Could Save Lives | RegWatch

Hard compromises that no one will like is how...

REGWATCH NEEDS YOUR HELP! **Fall 2022 Canadian Coverage Fundraiser**

There’s never a good time to ask people to...
00:41:47

Big Philanthropy | Professional ‘Givers’ Quest to Destroy Vaping | RegWatch

There’s no mystery as to why nicotine vaping suffers...

IIROC Seeks Comments on Latest Edition of Rulebook

The Investment Industry Regulatory Organization of Canada (IIROC) has published the latest edition of its proposed plain language rulebook for a second round of...

Scotia Capital Agrees to $175,000 Settlement with IIROC

An Investment Industry Regulatory Organization of Canada (IIROC) hearing panel has accepted a settlement with Scotia Capital Inc. that will see the firm pay...

IIROC Issues Guidance for Supervising Work-from-Home Arrangements

The Investment Industry Regulatory Organization of Canada (IIROC) has issued new guidance for firms on supervising employees who work from home as the investment...

IIROC releases 2015 enforcement report

The Investment Industry Regulatory Organization of Canada today published its annual enforcement report outlining the actions it has taken to prosecute and sanction investment...

Canadian securities regulators outline next steps in the implementation of enhancements for regulation of the fixed income market

Today the Canadian Securities Administrators (CSA) published CSA Staff Notice 21-317 Next Steps in Implementation of a Plan to Enhance Regulation of the Fixed...

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00:59:49

HARD TO SWALLOW | E-Cig Policy Compromises That Could Save Lives | RegWatch

Hard compromises that no one will like is how...

REGWATCH NEEDS YOUR HELP! **Fall 2022 Canadian Coverage Fundraiser**

There’s never a good time to ask people to...
00:41:47

Big Philanthropy | Professional ‘Givers’ Quest to Destroy Vaping | RegWatch

There’s no mystery as to why nicotine vaping suffers...

AVM: FDA Misreports PMTA Acceptance Numbers

The FDA announced Thursday it has rejected 800,000 of...
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