Tag: IIROC

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00:59:59

Playing Offense | U.S. Vape Industry Rejects All-or-Nothing Regulation | RegWatch

For years, the U.S. vaping industry played defense against...
00:31:24

Lumped In | Nicotine-Free Vapes, Guilt by Association? | RegWatch

Nicotine-free vapes. At first glance, they sound like the...
00:40:44

Striking Contrast | Science, Politics & the Battle Over Nicotine Pouches | RegWatch

The deadliest nicotine products in America remain the easiest...
00:43:02

Untethered | FDA’s Flavor Policy Defies Reality | RegWatch

The FDA says its policy restricting flavors in nicotine...

IIROC Seeks Comments on Latest Edition of Rulebook

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The Investment Industry Regulatory Organization of Canada (IIROC) has published the latest edition of its proposed plain language rulebook for a second round of...

Scotia Capital Agrees to $175,000 Settlement with IIROC

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An Investment Industry Regulatory Organization of Canada (IIROC) hearing panel has accepted a settlement with Scotia Capital Inc. that will see the firm pay...

IIROC Issues Guidance for Supervising Work-from-Home Arrangements

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The Investment Industry Regulatory Organization of Canada (IIROC) has issued new guidance for firms on supervising employees who work from home as the investment...

IIROC releases 2015 enforcement report

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The Investment Industry Regulatory Organization of Canada today published its annual enforcement report outlining the actions it has taken to prosecute and sanction investment...

Canadian securities regulators outline next steps in the implementation of enhancements for regulation of the fixed income market

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Today the Canadian Securities Administrators (CSA) published CSA Staff Notice 21-317 Next Steps in Implementation of a Plan to Enhance Regulation of the Fixed...
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00:31:24

Lumped In | Nicotine-Free Vapes, Guilt by Association? | RegWatch

VAPING
Nicotine-free vapes. At first glance, they sound like the...
00:40:44

Striking Contrast | Science, Politics & the Battle Over Nicotine Pouches | RegWatch

VAPING
The deadliest nicotine products in America remain the easiest...
00:43:02

Untethered | FDA’s Flavor Policy Defies Reality | RegWatch

VAPING
The FDA says its policy restricting flavors in nicotine...
00:32:15

Battleground Vape | U.S. Vaping Industry Continues Court Fight | RegWatch

VAPING
After years of lawsuits, court rulings, and regulatory setbacks,...
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