Tag: ASC
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ASC seeks prohibitions against former CIBC, UBS banker who admitted to insider trading
The Alberta Securities Commission is seeking to reciprocate trading and market prohibitions imposed in Ontario against a former investment banker who admitted to engaging...
Complying with ‘letter of the law’ may not be enough in insider trading cases
A law student working at Davis LLP in Calgary has concluded that it may be safer to work at an unsuccessful company than a...
Alberta Securities Commission Fraud: $54 Million Levied In Fines
An Alberta Securities Commission panel has slapped fines totalling nearly $54 million on three Calgary businessmen and the companies they led — the largest...
