Tag: CSA

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00:41:30

Times Of War | Trump’s FDA Escalates the Fight Against Vaping | RegWatch (Live)

Donald Trump campaigned on saving vaping. But under his...
00:23:37

Smokeless Shift | Tobacco Exec on PMTA, Science & Missed Opportunity | RegWatch

Youth smoking in the United States has collapsed to...
00:37:58

Burned Again | FDA Crackdown & WHO’s Sly Corruption | RegWatch

Donald Trump promised to save vaping. Twice. Once during...
00:35:44

Behind The Fear | Dr. Mark Tyndall Challenges Myths About Vaping | RegWatch

Vaping has long been under attack, smeared by myths...

Five ways regulation protects investors

1. Meeting the standards Dealers, advisers and investment fund managers must demonstrate fitness for registration at the time they apply for registration, and they must...

Registration categories

  Dealers and advisers – know the difference “Dealer” and “adviser” aren’t just titles – they’re legal terms that describe a range of people who can...

How registration protects investors

Generally, anyone selling securities, offering investment advice or acting as an investment fund manager in Canada must register with a securities regulator. 4 key things...

Enforcement Report 2013 – CSA

MESSAGE FROM THE CHAIR Each year securities law violations become more complex. CSA members investigate cases that involve more complex schemes, greater levels of subterfuge...

Popular

00:23:37

Smokeless Shift | Tobacco Exec on PMTA, Science & Missed Opportunity | RegWatch

Youth smoking in the United States has collapsed to...
00:37:58

Burned Again | FDA Crackdown & WHO’s Sly Corruption | RegWatch

Donald Trump promised to save vaping. Twice. Once during...
00:35:44

Behind The Fear | Dr. Mark Tyndall Challenges Myths About Vaping | RegWatch

Vaping has long been under attack, smeared by myths...
00:08:53

Unforgiving Logic | The Crusade That Forgot Its Cause | RegWatch

Tobacco control is all virtue, no restraint. And when...
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