Tag: IIROC
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Investment industry associations push Ontario to regulate all financial planners
Two influential investment industry associations have called on the Ontario government to pass legislation that would regulate and accredit everyone who bills themselves as...
Canadian regulators unveil new system to report corporate bond trading data
Canadian regulators have unveiled a new system to report trading data from the secretive corporate bond market, but investors will have to wait two...
Aequitas NEO – CEO Blog
I am regularly asked how I feel about the TMX replicating some of our innovative solutions.
The answer is “surprised”. Not by the actions of...
Scrap IIROC – fix the BCSC
Venture Capital Markets Association offers a rescue plan for junior financings. Should anyone misunderstand this British Columbia group’s stance on the Investment Industry Regulatory Organization...
TMX appoints Nicholas Thadaney to replace Kevan Cowan
TMX Group Ltd. has appointed Nicholas Thadaney, president and CEO, global equity capital markets effective Sept 1. Mr. Thadaney was formerly the CEO of...
