Tag: IIROC
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Former IIROC chief leads Aequitas board
The former head of Canada’s security industry regulator has joined Canada’s newest trading venue, launched by Aequitas Innovations Inc.
Susan Wolburgh Jenah, former president and...
Traders worry new Aequitas exchange won’t change anything
Few people dare say it publicly, but the impending launch of a new trading venue in Canada comes with one glaring question: Will it...
Dark pool trading falls after IIROC rule takes effect
Canadian dark pool trading fell by nearly half after IIROC introduced stricter trading rules, find researchers studying HFT’s market impact.
The rule, introduced in October...
IIROC Releases Revised Sanction Guidelines
On January 13, 2015, the Investment Industry Regulatory Organization of Canada (IIROC) released Revised Sanction Guidelines and related Policy Statements, which go into effect...
The incredible shrinking adviser – How onerous new rules are driving away financial planners in droves
Greg Newman doesn’t regret becoming a financial adviser instead of a lawyer. Since graduating from law school in the mid-’90s, he’s carved out a...
