Tag: IIROC

Browse our exclusive articles!

00:48:54

Inconvenient Knowledge | Drugs Policy Iconoclast Slams Safer Nicotine Prohibitionists | RegWatch Rewind

Actions by anti-tobacco harm reduction advocates and organizations are...
00:36:01

Extraordinary Pace | Consumers Move to Vaping Products at Dramatic Rate | RegWatch Rewind

Despite extensive regulatory barriers and massive misinformation on relative...
00:39:14

Flawed Baseline | FDA Formalizes De Facto Flavor Ban | RegWatch

The FDA recently issued new draft guidance clarifying how...
00:26:16

Déjà Vu | Insights on Youth Use from JUUL Researcher | RegWatch Rewind

The UK’s ban on disposable nicotine vapes demonstrates the...

Former IIROC chief leads Aequitas board

The former head of Canada’s security industry regulator has joined Canada’s newest trading venue, launched by Aequitas Innovations Inc. Susan Wolburgh Jenah, former president and...

Traders worry new Aequitas exchange won’t change anything

Few people dare say it publicly, but the impending launch of a new trading venue in Canada comes with one glaring question: Will it...

Dark pool trading falls after IIROC rule takes effect

Canadian dark pool trading fell by nearly half after IIROC introduced stricter trading rules, find researchers studying HFT’s market impact. The rule, introduced in October...

IIROC Releases Revised Sanction Guidelines

On January 13, 2015, the Investment Industry Regulatory Organization of Canada (IIROC) released Revised Sanction Guidelines and related Policy Statements, which go into effect...

The incredible shrinking adviser – How onerous new rules are driving away financial planners in droves

Greg Newman doesn’t regret becoming a financial adviser instead of a lawyer. Since graduating from law school in the mid-’90s, he’s carved out a...

Popular

00:36:01

Extraordinary Pace | Consumers Move to Vaping Products at Dramatic Rate | RegWatch Rewind

Despite extensive regulatory barriers and massive misinformation on relative...
00:39:14

Flawed Baseline | FDA Formalizes De Facto Flavor Ban | RegWatch

The FDA recently issued new draft guidance clarifying how...
00:26:16

Déjà Vu | Insights on Youth Use from JUUL Researcher | RegWatch Rewind

The UK’s ban on disposable nicotine vapes demonstrates the...
00:52:50

Cop-Out | Who FCTC Punts On E-Cig Regulation | RegWatch Rewind

Tobacco control promised bans and restrictions on e-cigarettes and...
spot_imgspot_img