Tag: IIROC

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00:40:44

Striking Contrast | Science, Politics & the Battle Over Nicotine Pouches | RegWatch

The deadliest nicotine products in America remain the easiest...
00:43:02

Untethered | FDA’s Flavor Policy Defies Reality | RegWatch

The FDA says its policy restricting flavors in nicotine...
00:32:15

Battleground Vape | U.S. Vaping Industry Continues Court Fight | RegWatch

After years of lawsuits, court rulings, and regulatory setbacks,...
00:28:44

Where’s the Outrage? | Lack of Urgency Mires U.S. Nicotine Industry | RegWatch

The U.S. nicotine vaping industry continues to stall as...

Former IIROC chief leads Aequitas board

The former head of Canada’s security industry regulator has joined Canada’s newest trading venue, launched by Aequitas Innovations Inc. Susan Wolburgh Jenah, former president and...

Traders worry new Aequitas exchange won’t change anything

Few people dare say it publicly, but the impending launch of a new trading venue in Canada comes with one glaring question: Will it...

Dark pool trading falls after IIROC rule takes effect

Canadian dark pool trading fell by nearly half after IIROC introduced stricter trading rules, find researchers studying HFT’s market impact. The rule, introduced in October...

IIROC Releases Revised Sanction Guidelines

On January 13, 2015, the Investment Industry Regulatory Organization of Canada (IIROC) released Revised Sanction Guidelines and related Policy Statements, which go into effect...

The incredible shrinking adviser – How onerous new rules are driving away financial planners in droves

Greg Newman doesn’t regret becoming a financial adviser instead of a lawyer. Since graduating from law school in the mid-’90s, he’s carved out a...

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00:43:02

Untethered | FDA’s Flavor Policy Defies Reality | RegWatch

The FDA says its policy restricting flavors in nicotine...
00:32:15

Battleground Vape | U.S. Vaping Industry Continues Court Fight | RegWatch

After years of lawsuits, court rulings, and regulatory setbacks,...
00:28:44

Where’s the Outrage? | Lack of Urgency Mires U.S. Nicotine Industry | RegWatch

The U.S. nicotine vaping industry continues to stall as...
00:33:51

Health Hazard | Cliff Douglas Interview | Part 2 | RegWatch

For decades, public health framed nicotine as the enemy....
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