Tag: IIROC
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Rules Notice: Transaction Reporting for Debt Securities
On October 29, 2014, the applicable securities regulatory authorities approved Dealer Member Rule 2800C – Transaction Reporting for Debt Securities (“Rule 2800C”)
Rule 2800C sets...
Why Canada needs transparent corporate bond markets
Canada needs to change its regulatory approach on the trading of corporate bonds. Regulators and major participants believe that the bond market is mostly...
TMX says biggest threat is losing trades to U.S.
TMX Group Inc. wants to make big changes to how its stock markets operate, to combat what a senior executive says is the “single...
Quebec Superior Court refuses to authorize a class action against IIROC
The Quebec Superior Court recently refused to authorize a class action against the Investment Industry Regulatory Organization of Canada (IIROC) after an IIROC employee...
Why do we have no good bond pricing? Banks and regulators
Why does Canada not have a good public system for displaying bond trading? The country’s banks and fragmented regulatory system are at the root...
