Tag: IIROC

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00:42:30

The Ask | Vapers Demand Freedom from FDA Control | RegWatch (Live)

Déjà vu in Washington. With Donald J. Trump back...
00:32:32

Protection Bubble | DOJ Raids, Hypocrisy & Fight to Save Vapes | RegWatch (Live)

In the largest vaping crackdown in U.S. history, the...
00:07:21

Moral Collapse | When Public Health Endorses Teen Smoking to Stop Vaping (Public Statement)

Public health has crossed the line. In a stunning...
00:41:30

Times Of War | Trump’s FDA Escalates the Fight Against Vaping | RegWatch (Live)

Donald Trump campaigned on saving vaping. But under his...

Exempt market players failing to follow the rules, B.C. Securities Commission says

Capital continues to move at such a high speed from stringently regulated public markets to the lightly monitored private arena that regulators are scrambling...

Brokerage regulator looks to new challenges after IIROC

Susan Wolburgh Jenah is retiring as head of Canada’s brokerage industry regulator, saying she wants to tackle new goals after spending eight years as...

Five ways regulation protects investors

1. Meeting the standards Dealers, advisers and investment fund managers must demonstrate fitness for registration at the time they apply for registration, and they must...

Registration categories

  Dealers and advisers – know the difference “Dealer” and “adviser” aren’t just titles – they’re legal terms that describe a range of people who can...

How registration protects investors

Generally, anyone selling securities, offering investment advice or acting as an investment fund manager in Canada must register with a securities regulator. 4 key things...

Popular

00:32:32

Protection Bubble | DOJ Raids, Hypocrisy & Fight to Save Vapes | RegWatch (Live)

In the largest vaping crackdown in U.S. history, the...
00:07:21

Moral Collapse | When Public Health Endorses Teen Smoking to Stop Vaping (Public Statement)

Public health has crossed the line. In a stunning...
00:41:30

Times Of War | Trump’s FDA Escalates the Fight Against Vaping | RegWatch (Live)

Donald Trump campaigned on saving vaping. But under his...
00:23:37

Smokeless Shift | Tobacco Exec on PMTA, Science & Missed Opportunity | RegWatch

Youth smoking in the United States has collapsed to...
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