Tag: OSC
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Settlement Agreement – In the Matter of Zhen (Steven) Pang and Oasis World Trading Inc.
PART I - INTRODUCTION 1. - The Ontario Securities Commission (the “Commission”) will issue a Notice of Hearing to announce that it will hold a...
OSC takes on ‘market manipulation’ case involving day traders in China
The Ontario Securities Commission is considering a settlement with a proprietary day trading firm with operations in China that is accused of “manipulative trading”...
Why your adviser may not understand how much risk you can stand
Let’s float a theory on why there are so many nervous investors: It’s because the investment industry does such a poor job of talking...
OSC using more freeze orders to recoup fraud money, challenges remain
The Ontario Securities Commission has made frequent use of new freeze-order powers to try to protect stolen money from being hidden or moved offshore...
Canada could be corporate diversity leader, says study (OSC)
The majority of directors from Canada’s 500 largest organizations (82%) say they have diverse boards, according to the Canadian Board Diversity Council’s annual report...
