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CSI to remain IIROC’s sole provider of proficiency education until 2020

By: Curate RegWatch

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The Canadian Securities Institute (CSI) will continue to be the sole provider of proficiency education to investment dealer personnel for at least the next five years as a result of a new deal the Investment Industry Regulatory Organization of Canada (IIROC) announced on Tuesday. Following IIROC’s review of its existing approach…

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James Langton – Investment Executive – September 22, 2015.

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