If Andrew Kriegler, president and chief executive officer of the Investment Industry Regulatory Organization of Canada, has his way, Ontario will be the next province, after Alberta and Quebec, to give its regulators the power to collect fines levied on rule breakers once they leave the investment industry.
In a presentation to the province’s standing committee on finance and economic affairs last month…
BARRY CRITCHLEY – Financial Post – March 09, 2016.
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