IIROC Fines Advisor $70,000 for Unsuitable Investment Recommendations

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Blaine Albert Kunz, a registered representative with CIBC World Markets Inc. in Medicine Hat, Alta., is on the hook for paying $70,000 in fines after reaching a settlement agreement with an Investment Industry Regulatory Organization of Canada (IIROC) hearing panel for acting against a client’s interests.

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Beatrice Paez – Investment Executive – April 04, 2017.

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