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IIROC Issues Guidance for Supervising Work-from-Home Arrangements

By: Curate RegWatch

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The Investment Industry Regulatory Organization of Canada (IIROC) has issued new guidance for firms on supervising employees who work from home as the investment advisor workforce becomes increasingly mobile and flexible.

IIROC is increasingly seeing advisors…

Read full article here.

James Langton – Investment Executive – February 13, 2017.

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