The Investment Industry Regulatory Organization of Canada (IIROC) has responded to our recently published article on the Canadian Securities Administrators’ (CSA) review of its oversight activities.
In a message sent to The Insurance and Investment Journal earlier this week, IIROC’s manager of media relations Karen Archer responded to the article we published on March 7 and pointed out that CSA staff found that the regulator “has made sufficient progress in resolving most of the findings in the 2014 report”, and says that IIROC is taking steps to address the higher risk areas.
ANDREW RICHARD – Insurance Journal – March 10, 2016.
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