Tag: IIROC
Browse our exclusive articles!
Advocis, FPSC join advisor regulation debate
In July, the Ontario government announced plans to review the regulation of the province’s financial planners. As part of that process, it released a...
IIROC announces new proficiency assurance model – CSI
The Investment Industry Regulatory Organization of Canada (IIROC) today announced a new proficiency assurance model designed to ensure the highest level of professionalism among...
Proficiency Assurance – Next Phase in Proficiency Regulation (IIROC)
The Investment Industry Regulatory Organization of Canada (IIROC) retains the Canadian Securities Institute (CSI) to provide proficiency services with respect to the licensing of...
IIROC should have stricter rules: FAIR Canada
The majority of Canadians are not financially literate enough to invest in capital markets, says the Canadian Foundation for Advancement of Investor Rights (FAIR...
All financial planners should be regulated, says proposal
IFIC and the IIAC are calling on the Ontario government to enact a general legislative framework for financial planners.
In a joint submission responding to...
