There were recently two notable developments with respect to studies documenting high frequency trading in Canadian capital markets. We have summarized these developments in...

Bloomberg TOMS is the First Technology Provider to be Certified by IIROC

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Curate RegWatch - October 26, 2015

Bloomberg announced today that the Investment Industry Regulatory Organization of Canada (IIROC) has certified Bloomberg TOMS to provide customers trade reporting tools for eligible...

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Strangulation by Regulation

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Brent Stafford - September 28, 2015

Would you shed a tear for a stockbroker? You just might, if you are one of the thousands of Canadians working for companies that...

CSI to remain IIROC’s sole provider of proficiency education until 2020

FINANCE

Curate RegWatch - September 25, 2015

The Canadian Securities Institute (CSI) will continue to be the sole provider of proficiency education to investment dealer personnel for at least the next...

CSI Retains Monopoly on IIROC Education

FINANCE

Curate RegWatch - September 24, 2015

Despite concerns expressed by dealers late last year, the Investment Industry Regulatory Organization of Canada (IIROC) has announced that the Canadian Securities Institute (CSI)...

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