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IIROC is proposing amendments (“Proposed Amendments”) to the Order Exposure Rule that would limit the ability of a Participant to execute a client order...

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Curate RegWatch - November 2, 2015

The Canadian Securities Administrators (CSA) have approved the new debt market regulation fee model proposed by the Investment Industry Regulatory Organization of Canada (IIROC). IIROC...

IIROC debt market regulation fee model takes effect November 1

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Curate RegWatch - October 29, 2015

Fairness, transparency and industry competitiveness IIROC debt market regulation fee model takes effect November 1 October 29, 2015 (Toronto, Ontario) – The Investment Industry...

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Brent Stafford - October 27, 2015

Cost and competency, two words that cut to the heart of the impact a monopoly can have when dominating a market. One such monopoly...

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