Tag: IIROC
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Will IIROC eat the MFDA’s lunch?
The Investment Industry Regulatory Organization of Canada has just published a white paper, suggesting that registration requirements could be changed to allow IIROC member...
Reshaping Canada’s Equities Trading Landscape
As an intrinsic element of Canada’s capital markets, TSX Equities embraces its role as Canada’s national market operator. Through Toronto Stock Exchange (TSX), TSX...
How Aequitas plans to build a kinder, gentler stock market
There is one thing Jos Schmitt wants to make clear: Not all high-frequency trading is bad. During an interview in his Toronto office, Schmitt...
Order Exodus – Are backroom deals sending Canadian investor orders to the U.S.?
Canadian investors may be shocked to learn that regulators believe the brokerage arms of several of Canada’s biggest banks could be routing Canadian retail...
IIROC addresses problem of order routing to U.S.
With the emerging threat of orders for Canadian securities being routed to the U.S., IIROC today republished for comment a proposed anti-avoidance provision to foster...
