Canadian investors may be shocked to learn that regulators believe the brokerage arms of several of Canada’s biggest banks could be routing Canadian retail investor orders on a wholesale basis to U.S. dealers for execution. The practice could threaten the integrity of Canada’s stock markets and expose the average Canadian investor to predatory high speed trading.
Why is this happening and what are the impacts?
Regulatorwatch.com put these questions to executives from Canada’s leading stock exchanges to find out – only on RegWatch by RegulatorWatch.com.
RegulatorWatch.com – November 30, 2015.