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IIROC is publishing the second of two academic papers prepared by the fourth academic team selected by IIROC to assess the impact of high frequency...

What kind of financial advice do you actually need?

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Figuring out what kind of financial advisor services you require can be a bit tricky these days—particularly when there are so many different types...

IIROC proposal changes game for mutual fund advisors

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Curate RegWatch - December 10, 2015

IIROC is seeking comment on a proposal that would allow firms and individuals to conduct, under IIROC’s regulatory oversight, a business that is limited...

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