Tag: IIROC
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IIROC BEST EXECUTION CHANGES
The Investment Industry Regulatory Organization of Canada (IIROC) today published proposed rule amendments and guidance that together seek to update and streamline existing best...
Salman Partners investment broker to shut down
Salman Partners, a Vancouver investment broker that specialized in the resource sector, is closing its doors.
The independent investment broker, which has raised $20 billion...
Cybersecurity resources for dealers published by IIROC
On December 21, 2015, the Investment Industry Regulatory Organization of Canada (IIROC) published two best practices guides with respect to cybersecurity for IIROC dealer...
‘Walking dead’ on the TSX Venture Exchange: How are ‘zombie’ companies surviving?
Management at the TSX Venture Exchange would probably appreciate it if Tony Simon just shut his mouth for a while.
As the co-founder of the...
TSX Venture index sinks below 500 as long march downwards shows no signs of letting up
Canada’s junior stock exchange continues to plumb new depths that would have seemed unimaginable even a few years ago.
The S&P/TSX Venture Composite Index sunk...
