Tag: IIROC
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Canadian watchdogs crack down on stock trades sent to U.S.
Canadian regulators are taking action to curtail the number of stock trades that are sent to the U.S.
South of the border, alternative trading venues...
IIROC Proposal: Fee model for debt market regulation
The Investment Industry Regulatory Organization of Canada (IIROC) today published a proposal for a cost-recovery fee model for debt market oversight. With the growth...
IIAC Calls for End to CSI Monopoly
The Investment Industry Association of Canada (IIAC) is questioning the value of the proficiency courses given by the Canadian Securities Institute (CSI), and suggests...
Canada regulators studying potential stock-trade outflow to U.S.
Canadian securities regulators are reviewing whether the nation’s largest brokers are increasingly routing equity trades to U.S. dealers to save costs.
The Ontario Securities Commission,...
IIROC’s new rules for bond market surveillance
Canada’s securities industry regulator is getting ready to roll out changes to its bond trading rules, an effort it believes will increase industry transparency.
The...
