Tag: IIROC

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00:40:44

Striking Contrast | Science, Politics & the Battle Over Nicotine Pouches | RegWatch

The deadliest nicotine products in America remain the easiest...
00:43:02

Untethered | FDA’s Flavor Policy Defies Reality | RegWatch

The FDA says its policy restricting flavors in nicotine...
00:32:15

Battleground Vape | U.S. Vaping Industry Continues Court Fight | RegWatch

After years of lawsuits, court rulings, and regulatory setbacks,...
00:28:44

Where’s the Outrage? | Lack of Urgency Mires U.S. Nicotine Industry | RegWatch

The U.S. nicotine vaping industry continues to stall as...

Royal Bank of Scotland Replaces Face-To-Face Financial Advice with “Robo-Advisers”

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The Royal Bank of Scotland has announced it will be switching customer advice services over to “robo-advisers.” The company was given the green...

Investment watchdog asks for stronger collection powers

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Canada’s brokerage industry regulator wants the Ontario government to give it stronger powers to collect fines from industry officials who refuse to pay their...

CSA releases review of IIROC oversight

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The Canadian Securities Administrators (CSA) have released their review of the Investment Industry Regulatory Organization of Canada’s (IIROC) regulatory performance. In particular, the CSA...

Industry group reacts to IIROC’s game-changing proposal

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Last November, IIROC released a white paper outlining a potentially game-changing proposal for mutual fund advisors. Under the proposal, IIROC would: eliminate the proficiency upgrade requirement,...

IIROC gets report card from CSA

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The Canadian Securities Administrators (CSA) have released the Oversight Review Report of the Investment Industry Regulatory Organization of Canada (IIROC) that evaluates whether specific...
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00:43:02

Untethered | FDA’s Flavor Policy Defies Reality | RegWatch

VAPING
The FDA says its policy restricting flavors in nicotine...
00:32:15

Battleground Vape | U.S. Vaping Industry Continues Court Fight | RegWatch

VAPING
After years of lawsuits, court rulings, and regulatory setbacks,...
00:28:44

Where’s the Outrage? | Lack of Urgency Mires U.S. Nicotine Industry | RegWatch

VAPING
The U.S. nicotine vaping industry continues to stall as...
00:33:51

Health Hazard | Cliff Douglas Interview | Part 2 | RegWatch

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For decades, public health framed nicotine as the enemy....
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