Tag: IIROC

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00:32:41

Yes, It Is a War | Health Economist Rebukes FDA’s Campaign Against Vaping | RegWatch

For nearly a decade, the U.S. vaping community has...
00:31:30

Major Win | Court Ruling Could Dismantle FDA’s Flavored Vape Ban | RegWatch

After years of bruising court battles, the U.S. vaping...
00:59:59

Playing Offense | U.S. Vape Industry Rejects All-or-Nothing Regulation | RegWatch

For years, the U.S. vaping industry played defense against...
00:31:24

Lumped In | Nicotine-Free Vapes, Guilt by Association? | RegWatch

Nicotine-free vapes. At first glance, they sound like the...

Royal Bank of Scotland Replaces Face-To-Face Financial Advice with “Robo-Advisers”

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The Royal Bank of Scotland has announced it will be switching customer advice services over to “robo-advisers.” The company was given the green...

Investment watchdog asks for stronger collection powers

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Canada’s brokerage industry regulator wants the Ontario government to give it stronger powers to collect fines from industry officials who refuse to pay their...

CSA releases review of IIROC oversight

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The Canadian Securities Administrators (CSA) have released their review of the Investment Industry Regulatory Organization of Canada’s (IIROC) regulatory performance. In particular, the CSA...

Industry group reacts to IIROC’s game-changing proposal

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Last November, IIROC released a white paper outlining a potentially game-changing proposal for mutual fund advisors. Under the proposal, IIROC would: eliminate the proficiency upgrade requirement,...

IIROC gets report card from CSA

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The Canadian Securities Administrators (CSA) have released the Oversight Review Report of the Investment Industry Regulatory Organization of Canada (IIROC) that evaluates whether specific...
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Major Win | Court Ruling Could Dismantle FDA’s Flavored Vape Ban | RegWatch

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After years of bruising court battles, the U.S. vaping...
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Playing Offense | U.S. Vape Industry Rejects All-or-Nothing Regulation | RegWatch

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Lumped In | Nicotine-Free Vapes, Guilt by Association? | RegWatch

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Striking Contrast | Science, Politics & the Battle Over Nicotine Pouches | RegWatch

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