Last November, IIROC released a white paper outlining a potentially game-changing proposal for mutual fund advisors.
Under the proposal, IIROC would:
- eliminate the proficiency upgrade requirement, enabling firms and individuals to offer only mutual funds and exchange-traded funds (with appropriate adjustments for the relative risk of such firms and individuals to IIROC’s proficiency, supervisory and oversight requirements); and…
Advisor – March 14, 2016.
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