Tag: OSC
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Risk of ‘over-regulation’ could hinder crowdfunding: TD Economics
Over-regulation could hinder attempts, even those supported by regulators, to introduce crowdfunding to a wide audience of potential investors, warns a new report from...
Ontario’s market watchdog adds criminal offences unit
“Part of the strategy is to put more people in jail”
Amid the failure of the RCMP’s specialized corporate crime unit to notch a single...
OSC modifies plans for controversial no-contest settlements
If the Ontario Securities Commission adopts controversial “no-contest” settlements that include fines but no admission of wrongdoing, it will not do so in cases...
SEC to rein in controversial no-contest settlements
As Canada gears up for public hearings into a controversial plan to introduce “no-contest” settlements for securities law breaches, the chief regulator in the...
No contest deals make ‘mockery’ of enforcement
No-contest settlements proposed by Canada’s largest securities regulator are “wrong in principle” and “would make a complete mockery of the enforcement process,” declared a...
