Tag: OSC
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OSC Introduces Amendments to Voluntary Delisting Rules TSX Company Manual
An issuer seeking to voluntarily delist its securities from the Toronto Stock Exchange (TSX) is now faced with new rules aimed at providing protection...
OSC Enhance Regulation and Transparency – Fixed Income Market
Today the Ontario Securities Commission (OSC) published The Canadian Fixed Income Market Report and OSC Staff Notice 21-708 - OSC Staff Report on the...
OSC is bragging about its enforcement record, but there’s less than meets the eye
Canada’s top capital market regulator is apparently a toothless tiger no more. Recent data released by the Ontario Securities Commission revealed the country’s largest...
Broad Reach For Canadian Securities Regulators For Insider Trading
In a settlement agreement recently endorsed by the Ontario Securities Commission (OSC), respondent Anand Hariharan agreed to settle insider trading allegations made by OSC...
Maternity records sold for $2.50 per newborn, OSC alleges
Two hospital workers in Toronto sold confidential maternity records to registered education savings plan salespeople for as much as $2.50 per newborn, documents filed...
