Tag: OSC
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OSC lays more charges in maternity ward privacy breach
The Ontario Securities Commission has laid new criminal and quasi-criminal charges against five more people in connection with allegations that confidential maternity ward records...
Ontario Securities Commission seeks to address issues affecting older investors
Targeted research by the Ontario Securities Commission has revealed nearly 60 per cent of older Canadians experience a “major” life event that challenges their...
OSC releases draft statement of priorities for 2015-2016
The Ontario Securities Commission today released a draft Statement of Priorities for the financial year ending March 31, 2016.
The draft statement specifically identifies five...
OSC hopes to ramp up enforcement efforts with whistleblower program
The Ontario Securities Commission (OSC) recently announced that it will be hosting a roundtable to explore the issues raised in its proposal to implement...
OSC Regulation: The new normal – Interconnected global markets and the aftermath of the financial crisis
The Ontario Securities Commission (OSC) recognizes the regulatory burden being placed on the financial services industry but a new normal in a post-financial crisis...
