An issuer seeking to voluntarily delist its securities from the Toronto Stock Exchange (TSX) is now faced with new rules aimed at providing protection...

OSC Enhance Regulation and Transparency – Fixed Income Market

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Curate RegWatch - June 8, 2015

Today the Ontario Securities Commission (OSC) published The Canadian Fixed Income Market Report and OSC Staff Notice 21-708 - OSC Staff Report on the...

OSC is bragging about its enforcement record, but there’s less than meets the eye

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Curate RegWatch - June 8, 2015

Canada’s top capital market regulator is apparently a toothless tiger no more. Recent data released by the Ontario Securities Commission revealed the country’s largest...

Broad Reach For Canadian Securities Regulators For Insider Trading

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Curate RegWatch - June 8, 2015

In a settlement agreement recently endorsed by the Ontario Securities Commission (OSC), respondent Anand Hariharan agreed to settle insider trading allegations made by OSC...

Maternity records sold for $2.50 per newborn, OSC alleges

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Curate RegWatch - June 8, 2015

Two hospital workers in Toronto sold confidential maternity records to registered education savings plan salespeople for as much as $2.50 per newborn, documents filed...

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