Tag: IIROC

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00:48:54

Inconvenient Knowledge | Drugs Policy Iconoclast Slams Safer Nicotine Prohibitionists | RegWatch Rewind

Actions by anti-tobacco harm reduction advocates and organizations are...
00:36:01

Extraordinary Pace | Consumers Move to Vaping Products at Dramatic Rate | RegWatch Rewind

Despite extensive regulatory barriers and massive misinformation on relative...
00:39:14

Flawed Baseline | FDA Formalizes De Facto Flavor Ban | RegWatch

The FDA recently issued new draft guidance clarifying how...
00:26:16

Déjà Vu | Insights on Youth Use from JUUL Researcher | RegWatch Rewind

The UK’s ban on disposable nicotine vapes demonstrates the...

Ontario Receives Praise for Plans to Strengthen Consumer Protection

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The Ontario government has received praise from the Investment Industry Regulatory Organization of Canada (IIROC), CARP and Prosper Canada, for proposing legislative amendments aimed...

Tool for Financial Service Regulators to Collect Fines from Advisers Limited

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New legislation in Ontario is expected to improve financial service regulators' ability to collect fines levied against unscrupulous advisers, but an investor advocacy group...

Ontario Targets Unethical Financial Advisers with New Industry Measures

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The Ontario government announced measures on Friday aimed at protecting investors from unethical advisers and enhancing oversight of the financial-services industry. Legislation will be proposed...

Enforcement Notice – IIROC Fines and Suspends Former CEO of Jacob Securities Inc. for Supervisory

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On March 6, 2017, a Hearing Panel of the Investment Industry Regulatory Organization of Canada (IIROC) accepted a Settlement Agreement, with sanctions, between IIROC...

Investment Dealers Adopting More Stringent Hiring Practices

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There's evidence to suggest investment dealers are stepping up their hiring practices, according to a new report from the Investment Industry Regulatory Organization of...
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00:36:01

Extraordinary Pace | Consumers Move to Vaping Products at Dramatic Rate | RegWatch Rewind

GFN REWIND
Despite extensive regulatory barriers and massive misinformation on relative...
00:39:14

Flawed Baseline | FDA Formalizes De Facto Flavor Ban | RegWatch

VAPING
The FDA recently issued new draft guidance clarifying how...
00:26:16

Déjà Vu | Insights on Youth Use from JUUL Researcher | RegWatch Rewind

GFN REWIND
The UK’s ban on disposable nicotine vapes demonstrates the...
00:52:50

Cop-Out | Who FCTC Punts On E-Cig Regulation | RegWatch Rewind

GFN REWIND
Tobacco control promised bans and restrictions on e-cigarettes and...
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