Tag: IIROC
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New Aequitas Neo stock exchange launches in Toronto pitching ‘fairness’ in markets
The ceremonial first trade on Canada's newest stock exchange was made on Friday, as the Aequitas Neo Exchange launched from Toronto's Design Exchange.
The focus...
Re-Publication of Proposed Dark Rules Anti-Avoidance Provision
IIROC is proposing amendments (“Proposed Amendments”) to the Order Exposure Rule that would limit the ability of a Participant to execute a client order...
Fee Model for Debt Market Comes into Effect
The Canadian Securities Administrators (CSA) have approved the new debt market regulation fee model proposed by the Investment Industry Regulatory Organization of Canada (IIROC).
IIROC...
IIROC debt market regulation fee model takes effect November 1
Fairness, transparency and industry competitiveness IIROC debt market regulation fee model takes effect November 1 October 29, 2015 (Toronto, Ontario) – The Investment Industry...
Monopoly Misstep – IIROC Extends U.S. Firm’s Dominance Over Financial Training In Canada
Cost and competency, two words that cut to the heart of the impact a monopoly can have when dominating a market. One such monopoly...
