Tag: IIROC

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00:48:54

Inconvenient Knowledge | Drugs Policy Iconoclast Slams Safer Nicotine Prohibitionists | RegWatch Rewind

Actions by anti-tobacco harm reduction advocates and organizations are...
00:36:01

Extraordinary Pace | Consumers Move to Vaping Products at Dramatic Rate | RegWatch Rewind

Despite extensive regulatory barriers and massive misinformation on relative...
00:39:14

Flawed Baseline | FDA Formalizes De Facto Flavor Ban | RegWatch

The FDA recently issued new draft guidance clarifying how...
00:26:16

Déjà Vu | Insights on Youth Use from JUUL Researcher | RegWatch Rewind

The UK’s ban on disposable nicotine vapes demonstrates the...

IIROC Seeks Comments on Latest Edition of Rulebook

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The Investment Industry Regulatory Organization of Canada (IIROC) has published the latest edition of its proposed plain language rulebook for a second round of...

Scotia Capital Agrees to $175,000 Settlement with IIROC

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An Investment Industry Regulatory Organization of Canada (IIROC) hearing panel has accepted a settlement with Scotia Capital Inc. that will see the firm pay...

IIROC Issues Guidance for Supervising Work-from-Home Arrangements

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The Investment Industry Regulatory Organization of Canada (IIROC) has issued new guidance for firms on supervising employees who work from home as the investment...

IIROC releases 2015 enforcement report

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The Investment Industry Regulatory Organization of Canada today published its annual enforcement report outlining the actions it has taken to prosecute and sanction investment...

Canadian securities regulators outline next steps in the implementation of enhancements for regulation of the fixed income market

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Today the Canadian Securities Administrators (CSA) published CSA Staff Notice 21-317 Next Steps in Implementation of a Plan to Enhance Regulation of the Fixed...
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00:36:01

Extraordinary Pace | Consumers Move to Vaping Products at Dramatic Rate | RegWatch Rewind

GFN REWIND
Despite extensive regulatory barriers and massive misinformation on relative...
00:39:14

Flawed Baseline | FDA Formalizes De Facto Flavor Ban | RegWatch

VAPING
The FDA recently issued new draft guidance clarifying how...
00:26:16

Déjà Vu | Insights on Youth Use from JUUL Researcher | RegWatch Rewind

GFN REWIND
The UK’s ban on disposable nicotine vapes demonstrates the...
00:52:50

Cop-Out | Who FCTC Punts On E-Cig Regulation | RegWatch Rewind

GFN REWIND
Tobacco control promised bans and restrictions on e-cigarettes and...
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