Tag: IIROC

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00:42:30

The Ask | Vapers Demand Freedom from FDA Control | RegWatch (Live)

Déjà vu in Washington. With Donald J. Trump back...
00:32:32

Protection Bubble | DOJ Raids, Hypocrisy & Fight to Save Vapes | RegWatch (Live)

In the largest vaping crackdown in U.S. history, the...
00:07:21

Moral Collapse | When Public Health Endorses Teen Smoking to Stop Vaping (Public Statement)

Public health has crossed the line. In a stunning...
00:41:30

Times Of War | Trump’s FDA Escalates the Fight Against Vaping | RegWatch (Live)

Donald Trump campaigned on saving vaping. But under his...

Royal Bank of Scotland Replaces Face-To-Face Financial Advice with “Robo-Advisers”

The Royal Bank of Scotland has announced it will be switching customer advice services over to “robo-advisers.” The company was given the green...

Investment watchdog asks for stronger collection powers

Canada’s brokerage industry regulator wants the Ontario government to give it stronger powers to collect fines from industry officials who refuse to pay their...

CSA releases review of IIROC oversight

The Canadian Securities Administrators (CSA) have released their review of the Investment Industry Regulatory Organization of Canada’s (IIROC) regulatory performance. In particular, the CSA...

Industry group reacts to IIROC’s game-changing proposal

Last November, IIROC released a white paper outlining a potentially game-changing proposal for mutual fund advisors. Under the proposal, IIROC would: eliminate the proficiency upgrade requirement,...

IIROC gets report card from CSA

The Canadian Securities Administrators (CSA) have released the Oversight Review Report of the Investment Industry Regulatory Organization of Canada (IIROC) that evaluates whether specific...

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00:32:32

Protection Bubble | DOJ Raids, Hypocrisy & Fight to Save Vapes | RegWatch (Live)

In the largest vaping crackdown in U.S. history, the...
00:07:21

Moral Collapse | When Public Health Endorses Teen Smoking to Stop Vaping (Public Statement)

Public health has crossed the line. In a stunning...
00:41:30

Times Of War | Trump’s FDA Escalates the Fight Against Vaping | RegWatch (Live)

Donald Trump campaigned on saving vaping. But under his...
00:23:37

Smokeless Shift | Tobacco Exec on PMTA, Science & Missed Opportunity | RegWatch

Youth smoking in the United States has collapsed to...
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