Tag: OSC
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Former Toronto hospital employee pleads guilty to unregistered trading
A former Toronto-area hospital employee who was accused of selling stolen confidential maternity ward records to investment brokers pleaded guilty Monday to unregistered trading.
Shaida...
Why Ontario’s financial advice industry is fraught with more issues than insiders are willing to admit
It has been almost two years since Ontario first raised the prospect of regulating the financial planning industry. Now all the anticipation is coming...
Canada’s new stock exchange, on mission to reshape capital markets – Aequitas Neo
Start up stock exchange pitches fairness to investors - Nathan Mayer Rothschild was a pioneer in high-frequency trading. Like the high-frequency traders of today, the powerful...
Blowing The Whistle On The Whistleblower Program
Davies has submitted a letter to the Ontario Securities Commission (OSC) commenting on Staff's framework for a proposed Whistleblower Program. The Whistleblower Program would...
‘It’s simply not good enough’: OSC chair warns legislation may be needed to get more women on boards
Howard Wetston, chair of the Ontario Securities Commission, says he’s disappointed in some of the early response to a regime put in place to...
