The Investment Industry Regulatory Organization of Canada (IIROC) and the Financial Services Commission of Ontario (FSCO) announced on Wednesday that they have signed an information-sharing agreement that will “provide more effective regulation and strengthen consumer protection in Ontario.”

Under the Memorandum of Understanding (MOU), the two regulatory agencies will share the decisions and sanctions of their respective disciplinary processes, said a joint press release.

Read full article here.

Canadian Underwriter – March 31, 2016.

Want More Investigative Content?

LEAVE A REPLY

Please enter your comment!
Please enter your name here