Tag: IIROC

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00:42:30

The Ask | Vapers Demand Freedom from FDA Control | RegWatch (Live)

Déjà vu in Washington. With Donald J. Trump back...
00:32:32

Protection Bubble | DOJ Raids, Hypocrisy & Fight to Save Vapes | RegWatch (Live)

In the largest vaping crackdown in U.S. history, the...
00:07:21

Moral Collapse | When Public Health Endorses Teen Smoking to Stop Vaping (Public Statement)

Public health has crossed the line. In a stunning...
00:41:30

Times Of War | Trump’s FDA Escalates the Fight Against Vaping | RegWatch (Live)

Donald Trump campaigned on saving vaping. But under his...

IIROC backs CSA call to enhance obligations towards clients

Last week, CSA said it plans to release a consultation paper in late April proposing enhancements to the obligations of firms and advisors towards...

Conflicts tied to financial adviser compensation under microscope

Industry regulators are taking a closer look at how investment firms are managing conflicts of interest when it comes to how financial advisers are...

IIROC responds to CSA review

The Investment Industry Regulatory Organization of Canada (IIROC) has responded to our recently published article on the Canadian Securities Administrators’ (CSA) review of its...

IIROC wants power to collect fines

The Investment Industry Regulatory Organization of Canada (IIROC) gives out a lot of fines, but in Ontario it collects relatively few of the ones...

Boutique investment dealers under siege

Nine investment dealers withdrew from the Investment Industry Regulatory Organization of Canada (IIROC) last year. Their departures were due to mergers, closures, or a...

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00:32:32

Protection Bubble | DOJ Raids, Hypocrisy & Fight to Save Vapes | RegWatch (Live)

In the largest vaping crackdown in U.S. history, the...
00:07:21

Moral Collapse | When Public Health Endorses Teen Smoking to Stop Vaping (Public Statement)

Public health has crossed the line. In a stunning...
00:41:30

Times Of War | Trump’s FDA Escalates the Fight Against Vaping | RegWatch (Live)

Donald Trump campaigned on saving vaping. But under his...
00:23:37

Smokeless Shift | Tobacco Exec on PMTA, Science & Missed Opportunity | RegWatch

Youth smoking in the United States has collapsed to...
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