Tag: IIROC
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‘If the TSE went dark, would it really matter?’ – What the future holds for Canada’s stock exchanges
As many as 38 of the 240 companies listed on the S&P/TSX composite index — the preeminent benchmark tracking the performance of Canada’s largest...
IIROC and unpaid fines Part 11 – Time to give it the power in Ontario to collect from those who leave the industry
If Andrew Kriegler, president and chief executive officer of the Investment Industry Regulatory Organization of Canada, has his way, Ontario will be the next...
Here’s why there are 600 zombie companies on the TSX/TSXV
These 44 comments on TSX- and TSXV-listed natural resource companies, and the accompanying schedules, have been prepared with the objective of identifying some of...
Regulators flag enforcement issues at IIROC
The Investment Industry Regulatory Organization of Canada (IIROC) must make changes to its enforcement processes, according to the latest oversight review by the Canadian...
IIROC-commissioned study gives thumbs up to HFTs
IIROC has announced completion of a study it commissioned on High Frequency Trading(HFT) and its impact on Canadian equity markets.
The results of the study,...
